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Idaho Statutes
Idaho Statutes are updated to the website July 1 following the legislative session.
TITLE 30 CORPORATIONS
CHAPTER 14 UNIFORM SECURITIES ACT (2004)
PART 4. BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS
| 30-14-401 | BROKER-DEALER REGISTRATION REQUIREMENT AND EXEMPTIONS. | |
| 30-14-402 | AGENT REGISTRATION REQUIREMENT AND EXEMPTIONS. | |
| 30-14-403 | INVESTMENT ADVISER REGISTRATION REQUIREMENT AND EXEMPTIONS. | |
| 30-14-404 | INVESTMENT ADVISER REPRESENTATIVE REGISTRATION REQUIREMENT AND EXEMPTIONS. | |
| 30-14-405 | FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT. | |
| 30-14-406 | REGISTRATION BY BROKER-DEALER, AGENT, INVESTMENT ADVISER, AND INVESTMENT ADVISER REPRESENTATIVE. | |
| 30-14-407 | SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT ADVISER. | |
| 30-14-408 | TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND INVESTMENT ADVISER REPRESENTATIVE AND TRANSFER OF EMPLOYMENT OR ASSOCIATION. | |
| 30-14-409 | WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, INVESTMENT ADVISER AND INVESTMENT ADVISER REPRESENTATIVE. | |
| 30-14-410 | FILING FEES. | |
| 30-14-411 | POSTREGISTRATION REQUIREMENTS. | |
| 30-14-412 | DENIAL, REVOCATION, SUSPENSION, WITHDRAWAL, RESTRICTION, CONDITION OR LIMITATION OF REGISTRATION. |