Idaho Statutes

Idaho Statutes are updated to the web July 1 following the legislative session.

TITLE 30 CORPORATIONS

CHAPTER 14 UNIFORM SECURITIES ACT (2004)

PART 4. BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS

30-14-401    BROKER-DEALER REGISTRATION REQUIREMENT AND EXEMPTIONS.
30-14-402    AGENT REGISTRATION REQUIREMENT AND EXEMPTIONS.
30-14-403    INVESTMENT ADVISER REGISTRATION REQUIREMENT AND EXEMPTIONS.
30-14-404    INVESTMENT ADVISER REPRESENTATIVE REGISTRATION REQUIREMENT AND EXEMPTIONS.
30-14-405    FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT.
30-14-406    REGISTRATION BY BROKER-DEALER, AGENT, INVESTMENT ADVISER, AND INVESTMENT ADVISER REPRESENTATIVE.
30-14-407    SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT ADVISER.
30-14-408    TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND INVESTMENT ADVISER REPRESENTATIVE AND TRANSFER OF EMPLOYMENT OR ASSOCIATION.
30-14-409    WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, INVESTMENT ADVISER AND INVESTMENT ADVISER REPRESENTATIVE.
30-14-410    FILING FEES.
30-14-411    POSTREGISTRATION REQUIREMENTS.
30-14-412    DENIAL, REVOCATION, SUSPENSION, WITHDRAWAL, RESTRICTION, CONDITION OR LIMITATION OF REGISTRATION.

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